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Обращаясь к собственно модернистскому мифологизированию, необходимо ясно представлять себе характер соотношения между "возрождением" мифа в XX в. и подлинной древней мифологией. Отказ от социологического обоснования романной структуры и переход от изображения социальных типов к универсальной микропсихологии эвримена открыл дорогу частичному использованию архаических средств организации повествования и символики мифологического типа. Романы Кафки отмечены печатью стихийного мифотворчества, он создал свой собственный язык поэтических символов, тогда как Джойс обращается к различным традиционным мифам как к своеобразному готовому языку нового романа. Этим готовым языком воспользовался и Т. Манн, но он дал одновременно и объективный художественный анализ этого языка с реалистических позиций, обнаружив тонкое понимание архаической культуры и ее исторических форм. Обращение некоторых писателей, например африканских, к языку мифа поддерживалось тем, что в их культуре пережитки фольклорно-мифологического мышления были исторической реальностью. Язык мифологизма XX в., однако, далеко не совпадает с языком древних мифов, поскольку нельзя поставить знак равенства между невыделенностью личности из общины и ее деградацией в современном индустриальном обществе, нивелированностью, отчуждением и т. п.
Пресловутая цикличность также не является универсальной характеристикой первобытной мифологии, и ее особая популярность в модернистском романе отчасти даже навеяна ритуалистической этнографией Фрейзера и его учеников, так же как психологизация мифологии нашла дополнительную поддержку в психоанализе. Кроме того, для современной поэтики мифологизирования характерно суммирование и отождествление совершенно различных мифологических систем с целью акцентировки их метамифологического вечного смысла. Такие явления синтеза известны и в прошлом (эллинизм, гностические и другие учения начала эры), но в принципе они чужды древней мифологии, которая, даже ассимилировав чужих богов, утверждает свою исключительность. Таковы основные расхождения в самом языке мифа в древней культуре и в XX в.
Не следует также забывать, что поэтика мифологизирования не только организует повествование, но служит средством метафорического описания ситуации в современном обществе (отчуждение, трагическая "робинзонада" личности, чувство неполноценности и бессилия частного человека перед; мистифицированными социальными силами) с помощью параллелей из традиционных мифов, которые порождены иной стадией исторического развития. Поэтому при использовании традиционных мифов самый их смысл резко меняется, часто на прямо противоположный. Это, в частности, подчеркивает сравнение Кафки, непосредственно мифологизировавшего современную житейскую прозу, с Джойсом, экспериментировавшим с традиционными мифологемами.
Символика кафкианских образов оказывается часто прямо противоположной смыслу древних мифов, главная функция которых как раз заключалась во включении индивида в социальный и природный круговорот и в поддержке социальной и природной "гармонии", тогда как мифология Кафки есть мифология непреодолимой полосы отчуждения между индивидом и внеличными социальными и природными силами.
Вместе с тем в художественной и мифологической фантазии и в человеческой фантазии вообще, в той мере, в какой она не "перекрывается" чисто научным рационалистическим познанием (хотя и в современной науке существуют классификации по вторичным чувственным качествам, отдаленно напоминая этим принцип древней мифологии), в той мере, в какой она не полностью сводится к своему конкретно-историческому выражению, имеется определенная общность. И в стремлении обнаружить эту общность заключен определенный позитивный смысл.
SUMMARY
This book compares the classical forms of myth (origin and ancient myths) and their scientific and artistic interpretations in the 20th century within the framework of modernistic renaissance of myth. Myth as a form of thinking and a product of unconscious poetic imagination is. viewed predominantly in terms of the prehistory of literature. Hence the title of the book. Such correlations as myth and religion, myth and political ideology are only touched upon in passing when dealing with some theories. In accordance with the concept the book is divided into three parts: 1. Modem theories of myth, ritualistic and mythological approach to literature. 2. Classical forms of myth and their projection in narrative folklore. 3. "Mythologism" in 20th century literature.
The first part contains introductory chapters dealing with the mythological theories of the 18th and 19th centuries and "remythologizing" in philosophy and culture studies at the end of the 19th and the beginning of the 20th century, as well as the analysis of ritualism and functionalism, the French sociological school, symbolic theories of myth, analytical psychology, structuralism, "myth-ritual" literary criticism, the controversy of "poetics of myth" in Russian and Soviet science, followed by certain conclusions concerning modem theories of myth. The classical 19th century ethnography regarded myths as a naive attempt to describe the environment, essentually of a pre- or even anti-scientific nature, to satisfy the curiosity of a savage oppressed by the formidable elements and possessing but a meagre experience. New approaches to myth, often one-sided, but sometimes more profound, were outlined at the beginning of the century by Boas, Frazer and Durkheim and finally evolved into the ritualistic functionalism of Mali-novsky, the Levy-Bruhl's theory of prelogical primitive "collective representations)), Cassirer's logical symbolism, even psychological "symbolism" of Jung and much later the structural analysis of Levi-Strauss. The positive contribution of the new ethnology is manifold. First, myths of primitive peoples are interwoven with magic and ritual, they function to maintain the natural and social order and social control; secondly, mythological thinking is peculiar in its logic and psychology; thirdly, myths are the most ancient form of thinking, a unique symbolic language, man's instrument of shaping, classifying and interpreting the surrounding world, society and himself; and, forthly, peculiar features of mythological thinking can be found in other products of man's imagination of ancient times and other historical periods. Myth as a total and dominant method of thinking is thus characteristic \of archaic cultures, but may be present as a certain factor in various other cultures and especially in literature and art, which owe much to myth and share many specific features (raetaphorism, etc.). These new and positive ideas are, however, practically inseparable from a number of extreme and contradictory exaggerations. They tend to deny the cognitive aspect and disregard the historical context or, on the contrary, to overintellectualize myths and underestimate their pragmatic sociological function.
The discoveries of Frazer and Ithe Cambridge group (objectively supported by Malinovsky's achievements) were extensively made use of by culture historians and the ritualistic mythological literary criticism, but lacked the proof of the ritual priority over myth (myth-ritual unity is semantic and not genetic, cf. works of Stanner, Levi-Strauss, Turner and others). They also misplaced the accents in the correlation of mythical temporal paradigms of "primeval times" and "cyclic renaissance)). The ritualism facilitated the discovery of the cyclic model of the mythological idea of time (this cyclic notion was essentially adopted by the modernistic novel). But there is another more archaic and fundamental model of the dichotomy of sacred primeval times of creation and the empirical time. The world in the myth is totally determined by these primeval times paradigms and inspired by them. Hence the reactualization of "primeval times)) and their life-giving forces in magic rituals. The true emotional charge of rituals is in this reactualizaton, but not in the f'^ct of repetition or their cyclic nature. Some contemporary ethnologists, though only indirectly connected with ritualism, like M. Eliade, for example,, rearranged the accents and myth acquired an absolute ecstatic sentiment of eternal reiteration and purposeful opposition to the historic time. Though Eliade himself has done much to investigate the mythologema of "beginning)), influenced by some Nietzsche ideas. This feeling of eternal going round has proved consonant to the modernistic literature. Meanwhile, the absence of historical time in the myth (in contrast to a modernistic novel) is only a by-product of a certain manner of thinking, but not the purpose of mythology and certainly not the expression of the subjective fear of history.
Levy-Bruhl, who discovered the unique logic of mythology and postulated the prelogical nature of collective ideas, was very subtle in demonstrating the functioning of mythological thinking, never leaving the concrete context and making use of signs. But he was not able to see through the prism of "mystical participation)) the intellectual meaning of peculiar thinking in the mythology and its practical cognitive results. He took the diffuseness of mythological thinking for a unique "unlogicab) logic sealed off completely for any personal or social experience, for logical operations as such. The focus upon emotional impulses and magical ideas has opened up the way for purely psychological interpretations of "deintellectualized)) myths and the chance was not missed by Jung.
Levy-Bruhl, it seemed, found scientific arguments for a false dilemma proposed by the "philosophy of life)) (Nietzsche, Bergson and others): myth or logic, magic or thinking (Frazer was still in favour of considering magic a sample of primitive science). The dilemma makes it hard to accept Jung's-ideas which were a strong impetus for "mythologiizing)) in literature and literary criticism. He discovered homogeneity or even common factors in various types of human imagination but his reductive attempt to find a certain collective unconscious is highly provocative but lacks proof. Jung, Ke-renyi, Baudouin, Campbell and others underestimate in particular the fact that primitive mythology was not focussed on critical moments of persona psychology, but was aimed at involving a person in the social medium. Here lies the meaning of rites of passage (rites de passage). The fundamental myths, therefore, are creation myths (collective cosmic myths) and not heroic myths proper. Initiations and other rites of passage are therefore paradoxically transferred into fairy-tales, dealing actually with the personal fate of the hero. This was magnificently demonstrated even before Campbell by Saintive and Propp. The combination of Jung's ideas and ritualistic concepts served as a scientific background for ethnologization of literature and literary criticism. Both rituals and archetypes filled the vacuum formed by "deintel-lectualization" of myth. Serious consideration should be given to those myth theories which 'attempted to overcome the bias enforced by the "philosophy of life" and onesided discoveries ofLevy-Bruhl and Jung.
The symbolic theory of Cassirer typifies the weaknesses of the neokantian Mahrburg school (especially the transcendental concept of communication isolating myth from social communications). This, however, did not prevent him from deepening the concept of intellectual peculiarity of myth, described as an autonomous (which remained unproved) symbolic cultural form characterized by unique methods of objectification of the sensual, shaping the environment, functioning as a system. Cassirer's ideas of structure are still old-fashioned, in the spirit of Qestaltpsychologie. It was only the creator of structural anthropology, Levi-Strauss, who was able to describe the logical mechanisms of mythological thinking (resulting in sign systems), so as to demonstrate its specific logical nature (metaphoric ability, mediations, bn-colage logic on the sensual level, etc.) and at the same time, contrary to Levy-Bruhl, its potential for generalization, classification and analyses without which the neolithic technical revolution would have been impossible. Levi-Strauss combined the cognitive aspect of myth, which was all the. 19th century ethnologists saw in it, and its specific method of thinking. Contrary to many, even to some structuralists (Barthes), Levi-Strauss views myth as a product of archaic thinking, correlated with the total semiotic nature of archaic societies. Levi-Strauss's ideas of -implicit (in ritual) and explicit mythology avoid the extremes of the ritual approach. It is true that the structural approach gives rise to its own difficulties (hence the distinctions between "semiotic" and "structural" aspects finding its expression in the dilemma: is myth equivalent to language or music?).
The "myth-ritual" literary criticism synthesizes ritualism (the Cambridge group, etc.) and Jungian philosophy with an element of the so-called "new criticism". The application of "myth-ritual" methods to the study of the Greek theatre and Shakespeare or such authors as Dante, Milton or Blake was undoubtedly successful, which is hardly true in the case of study of epos and knighty novels. The quest for implicit mythology in the realistic literature in the 18th and 19th centuries is yet inconvincing in view of possible counci-dence of forms stemming from tradition and those inspired by contemporary life. Thus, although the withdrawal from the traditional plot in "Robinson Crusoe" results in a complete dissociation with classical myth, the apotheosis of creation originates an "anti-myth". But the view of the history of civili-, zation as the product of everyman's efforts (and not a collective effort) reminds one of the mythological person alism and the narration itself imitates involuntarily the structure of myths about culture heroes.
The similarities between "initiation" and the Bildungsroman present another example. A third example:
Gogol's opposition of South and North (Italy and France; fairy-tale patriarchal Malorossia and chilly bureaucratic Petersburg); here the idea of the traditional, mythologically demonized North coincides with the metaphore chill of Petersburg, baneful for a little man, played up in every way in "the Overcoat". The problem of implicit mythology may be justified if mythological reductionism is abandoned and the historical evolution of forms is 'properly taken account of. "Anatomy of Criticism" by Frye is a vital development in the framework of the "new criticism". Frye is right in setting apart an appreciable "collective" stratum in individual creations. This traditional collective stratum is manifested in poetic language and plot, as well as in genre (genre persists long after traditional plots and topics come to an end). Frye appreciated the value of the ritualistic mythological complex in the genesis of verbal art and particularly the role of mythology as a symbolic system and a stock of symbols for literature. He demonstrated some common features of poetic imagery, peculiarities of "metaphorical" imagination oriented in some way or other to the surrounding world of nature. However, mythological reductionism brings Frye to treat literary historic forms as "masks". His genre-myth correlations are unjustifiably strict, even to the point where the evolution of literature becomes the circular movement from myth (origin myth) to myth (modernistic myth). The influence of Frazer's cyclical notion is felt here, as well as an infatuation with the myths about dying and resurrecting gods and Jung's concentration on heroic myths. This often leads him to underestimate the role of creation myths. In reality myths may develop into "art" in different ways, depending on the genre. Frye's opposition between metaphorical identity and analogous structures has many productive ramifications. Several Soviet theorists of the twenties and thirties brought new insights to the problem. They anticipated much of the "myth-ritual" approach and structural-semantic analyses, sticking at the same time to strictly historical (evolutional, diachronic) context, fo-cussing upon the world view (even in ritual analyses), stressing in every way the position of folklore as an intermediate link between myth and literature. The process of myth transformation into various themes and genres in its historical dynamics is best grasped in Freidenberg's works. Of outstanding importance is Bakhtin's discovery of "folk laughter culture" as a specific second (folklore) stream of verbal art permeated by mythological symbolism. The role of rituals and mythological symbols in formation of the language of literature and genres of oral art was appreciated already by older generation Russian scientists - Potebnya and Veselovsky. Soviet scholars - Losev, Lifshitz, Lotman, Ivanov and Toporov, Averintsev, Smimov approve of the problem of mythology in modem literature to be investigated up to uncovering unconscious mythological reminiscences.
The second part contains the general characteristic of archaic and ancient myths focussing upon points of controversy mentioned in the first part (mythology of time, myth and ritual, mythology of personality and social medium, etc.). Some preliminary arguments are followed by the analysis of general characteristics of primeval thought and myth functions, "mythical time> and its "paradigms", and the survey of the typical for archaic mythology culture heroes protoancestors - demiurges and correlated heroes of archaic creation myths.
A special chapter deals with the ethnology of social medium and incest myths connected with it. Further on the material of archaic tribal myths is gradually substituted for developed mythological systems of early civilizations. Examination of chaos - cosmos correlation (transformation of chaos into cosmos constitutes the content of any mythology) and variants of mythological cosmogenesis is succeeded by the analysis of fundamental universal models, then calendar myths, cosmic cycles and eschatological myths, as well as heroic myths and interrelated rites of passage. Special significance is attached to the analysis of semantics of the mythological plot and mythological system on the basis of structural-semiotic methods. There is, in particular, a comparative-typological analysis of various developed mythological systems of ancient civilizations (Egypt, Babylon, Greece, India, China, etc.). The concluding chapter of the second part deals with myth interrelations with tale and epos and the onset of demythicizing process in folklore. The archaic fairy-tale is structurally equivalent to myth, but the classical European fairy-tale with its complex hierarchic three-stage structure treats myth as a sort of more liberal metastructure. The process of demythicizing in a fairy-tale comprises dissociation from ritual, substitute of mythical time for an indefinite one, abandonment of the mythical hero and transferring the accent from the cosmic fate to an individual one, withdrawal from ethnographically strict beliefs and transition to the conventional poetic imagery, admittance of fiction, etc. The archaic epos (before state consolidation) makes use of the mythic language and synthesizes heroic fairy-tales with the myths about culture heroes protoancestors. Epos in ancient agrarian societies employs ritual models tied with calendar mythology.
The third part is concerned with mythology in the 20th century literature, novels almost exclusively. The novel was previously as far from mythological motifs as it could be, but became the field of modernist renaissance of myth now. Mythology united with in-depth micropsychology and symbolic leitmotifs, which can be traced bade to Wagner musical drama, became an instrument of material organization in the modem novel, on its way of classical forms transformation and detachment from the traditional 19th oen-tury realism. The social-historical approach determined the structure of the 19th century novel to a large degree. Attempts to go beyond its rigid framework or above its level could not but shatter this structure. Unavoidably the empirical life material, social material as it is, became more spontaneous and unorganized, which was compensated by the action becoming internal (inside monologues, stream of consciousness, subconscious complexes) and symbolic, even mythologically so. Myth being totally symbolic, turned out to be a-convenient language for description of eternal models (archetypes) of personal and social behaviour, certain existential laws'of social and natural cosmos indistinctly apparent against the background of empiric context and historical changes; myth developed info an instrument of the structural analysis of the narrative, rid of social-historic and space-time aspects, fo-cussing up.on revealing the metaphorically eternal generalized contents. The mythological approach conditioned by an in-depth" psychological analysis is not levelled at social types or individual characters but at some everyman emancipated of social context. Here the catalyst was psychoanalysis especially its Jung variant, which is nothing but a paradox since the true origin myths are still aimed at unconditional subordination of personal emotions to the social cosmos. The gap between the unhealthy psychology of a lonely or oppressed individual of the 20th century and the pre-reflective, extremely social psychology of archaic communities could be only bridged at the expense of modernization of the origin myth; the awesome span separating a modern man from authentic original creators of myths is mollified by irony and selfirony. A deeper understanding of myth in the 20th century novel (as compared even to the 19th century romantic novel) is blended even more than in ethnology (but backed by modern theories of myth and analytical psychology and ritualism in particular) with modernization tendencies characteristic of the 20th century social situation.
The literary mythology of the 20th century is indebted to modern theories of myth and in the first place to those of Frazer and Jung. The "sacred marriage" and "scapegoat" models were borrowed by Lawrence mainly from "The Golden Bough". In T. Mann's "Magic Mountain)) the amorous attachments of Hans Kastorp and later of Pepercorn with madame Chochat, the suicide of Pepercorn, numerous hints at initiation rituals and many other items correspond to Frazer's ritualemes of agrarian festivities with the "sacred marriage", ritual death of the kingpriest, etc. Of the same stock are frequent allusions to the myths of dying and resurrecting gods in T. Mann's "Joseph and his Brothers". T. Mann's and Joyce's symbols of eternal resurrection and rejuvenation. In "Finnegan's Wake" Joyce also makes use of the Buddhist and anthroposophic variants of metempsychosis and reincarnation and of Vice's and Quinet's cyclic ideas. The organizing principle in "Finnegan's Wake" and "Joseph and his Brothers" is, along with the cyclic factor, the view of myth as a collective unconscious in an individual's mind which is close to Jung theories.
Not all 20th century literary neomythologicai theories went as far as creating its own poetics of mythologizing. The necromantic apology of myth on the contents level (Nietzschean in Lawrence's works and national revolutionary in many of the "third world" writers' books) should be differentiated from the proper mythologizing poetics employed for genre formation (Joyce, T. Mann, Marquez, Updike and many others) and this latter one from spontaneous mythicizing, that is constructing a symbolic universal model by myth-like fiction using no traditional mythological images (Kafka). It is the comparison of Kafka and Joyce that gives one a clear idea of the contemporary basis of modernistic mythologizing poetics.
The poetics of mythologizing features some permanent traits - such as the well-known contraposition of history and universal psychology (based on analytical psychology), mythological syncretism and pluralism, elements of irony and travesty, the use of cyclic ritualistic mythological reiteration (supported by ritualism) to express universal archetypes, "fluidity" of dramatis personae and easily changeable social roles and masks, elements of absurd aesthetics (the Levy-Bruhl idea of the prelogic contributes to that), etc. Comparison of dramatis personae in "Ulysses" and "0dyssey", transformation of the Irvicker family into Celtic legend heroes, identification'of several generatipns of Biblical heroes in "Joseph", all this lays emphasis on universal reiteration of archetypes and the feeling of insoluble nature of some basic collisions characteristic of a 20th century western man. Contrary to inevitable travesty, everything merges on the mythological level (eg. promiscuous singer Molly and devoted Penelope merge in a single image of the fertility and love goddess; compare: madame Chochat and Venus; fidgety running of wretched Bloom and the wanders of Odyssey the epic hero, etc.). This is stressed by piling up parallels from different mythologies, often resulting in comparison to incompatible personages (Bloom, for example, is not only Odyssey, but at the same time Adam, Moses, Wandering Jew and even Christ) which once more emphasizes the vagueness of boundaries between themes and dramatis personae, the single unaltering essense under various masks, for Joyce it was inanity of history.
These quite modem ideas, in no way adequate to ancient myths, of personalities being levelled off and situations eternally repeated and individual's social isolation in the 20th century community are expressed by spontaneous mythologists like Kafka in other ways as compared to Joyce. There are no mythical parallels, endless reiterations and cyclic death-resurrection myths, Kafka focusses on inability of the hero to change the situation, escape the Process or reach the Castle; Levelling is expressed through clothes and not mythological masks. Contrary to Joyce, Kafka's plot looks like anti-myth; Hunter Grakh dies but is not able to reach the Kingdom of the Dead, the hero of "The Castle" never passes initiation, the hero of "Metamorphosis" unlike totemic myth heroes is hopelessly dissociated from his kin, etc. Alienation phantasies are translated by Kafka as an absurd disruption of communications (information, understanding) between the object and the subject on a metaphysical level (which psychologically takes the form of hero's guilt and socially of his underserved persecutions). But, as it has already been said, the comparison of Joyce and Kafka helps to reveal a purely modernistic aspect in the mythologizing poetics which comes into conflict with the true meaning; of traditional myths.
Mythologizing appears to be internally 'tied with the aesthetics of modernism. However, the poetics of mythcjiogizing has become a definite artistic method (mythological "grid" for riiodem themes at first, then "myth-novels" like "Finnegan's Wake" or "Josieph and his Brothers") and may be employed differently by writers of different outlook and even different creative method. This poetics is first of all the expression of the "horror of history" for Joyce and for T. Mann, who cannot be squeezed into the framework of modernism, and never arts his ties with realism, myth serves for symbolic consolidation of the historical experience of mankind on its way of progress. In "Joseph and/his Brothers" a cyclic moment may be combined with a linear one, identification of heroes with ancestors and gods is additionally viewed from aside as an archaic naive consciousness, as mythical "moon grammar".
Modem Latin American (Marquez and others) and Afro-Asian writers (Kateb Jasin and others) employ the myth poetics supported unlike in western literature by living folklore traditions to express stability of their national models.
1 Литература по истории изучения мифологии небогата. Из относительно новых работ можно рекомендовать кроме содержательной статьи: А. Ф. Лосев, Мифология, - "Философская энциклопедия", т. 3, M., 1964, стр. 457 - 466, обзорный очерк известного голландского германиста: J. de Vries, Forschungsgeschichte der Mythologie, Munchen - Freiburg, 1961. Много материала по истории мифологии содержится в кн.: Д ж. Коккьяра, История фольклористики в Европе, с предисл. Е. М. Мелетинского, М., 1960, а по изучению мифов в России. в кн.: М. К. Азадовский, История русской фольклористики, тт. I - II, М., 1958 - 1963.
2 См.: А. Ф. Лосев, История античной эстетики, тт. I - IV, 1963 - 1975 (там же богатейшая библиография).
3 А. Ф. Лосев, История античной эстетики (Софисты. Сократ. Платон), М., 1964, стр. 561.
4 Ср.: Л. Баткин, Ренессансный миф о человеке, - "Вопросы литературы" (далее - ВЛ), 1971, № 9, стр.112 - 133.
5 Дж. Вико, Основания новой науки об общей природе наций, со вступит, ст. М. А. Лифшица, Л., 1940, стр. 87 (далее ссылки в тексте даны по этому изданию).
6 К. Маркс, Ф. Лассалю, 28 апреля 1862 г., - К. Маркс, Ф. Энгельс, Сочинения, изд. 2, т. 30, стр. 512.
7 К. Ph. Moritz, Gotterlehre oder mythologische Dichtungen der Alten, Berlin, 1791; G. F. Creuzer, Symbolik und Mythologie der alien Volker, Bd l - 3, Leipzig - Darmstadt, 1836 - 1843; J. von Gorres, Mythen-geschichte der asiatischen Welt, Bd l - 2, Heidelberg, 1810; I. A. Kanne, erste Urkunden der Geschichte oder allgemeinen Mythologie, Berlin, 1908; J. Grimm, Deutsche Mythologie, Gottingen, 1935.
8 Ф. Шлегель, История древней и новой литературы, ч. 1 - 2, СПб., 1824 - 1830.
9 F. W. von Schelling, Einleitung in die Philosophie der Mythologie, Samtliche Werke, 2 Abt., Bd l, Stuttgart - Augsburg, 1856; его же, Philosophie der Mythologie, - - там же, 2 Abt., Bd 2, Stuttgart, 1857 (ср.: Schellings Werke. Auswahl, hrsg. von 0. Weiss, Bd 3, Leipzig, 1907); Ф. В. Шеллинг, Философия искусства, М., 1966 (ссылки в тексте даны по этому изданию).
10 R. Weimann, Literaturwissenschaft und Mythologie. Vorfragen einer methodologischen Kritik, - "Sinn und Form", Berlin, 1967, 2-te Heft (имеется русский перевод этой статьи в кн.: Р. Веиман, История литературы и мифология, М., 1975, стр. 260 - 302).
11 M. Мюллер, Сравнительная мифология, - "Летописи русской литературы и древности", т. V, М., 1963; его же. Наука о языке, вып. 1 - 2, Воронеж, 1868 - 1870; A. Kuhn, Herabkunft des Feuers und Gottertrank, Berlin, 1859; его же, Entwicklungsstufen der Mythenbildung, Berlin, 1873; A. De Gubematis, Zoological Mythology, London, 1872; L. W. Schwartz, Der Ursprung der Mythologie, Berlin, I860; W. Mannhardt, Wald- und Feldkulte, Bd l - 2, Berlin, 1875 - 1877; Ф. И. Буслаев, Исторические очерки русской народной словесности и искусства, тт. 1 - 2, СПб., 1861; А. Н. Афанасьев, Поэтические воззрения славян на природу, тт. 1 - 3, М., 1865 - 1869.
12 Э. Тэйлор, Первобытная культура, М., 1939; Э. Лэнг, Мифология, М., 1901; A. Lang, Myth, Ritual and Religion, vol. 1 - 2, London, 1887. О борьбе Лэнга и "антропологов" со школой М. Мюллера см.: R. M. Dогson. The Eclipse of Solar Mythology, - "Journal of American Folklore" (далее - JAF), 1955, № 68,стр. 393 - 416.
13 H. Spencer, Principles of Psychology, London, 1855.
14 Ф. Ницше, Рождение трагедии из духа музыки, - Полное собрание сочинений Ф. Ницше, т. 2, М.,1912.
15 L. Klages, Von Kosmogonischen Eros, 5 Aufl., Stuttgart, 1951.
16 H. Bergson, Les deux sources de la morale et de la religion, Paris, 1932.
17 A. Camus, Le mythe de Sisyphe. Essai sur l'absurde, Paris, 1942.
18 О Хайдеггере см.: П. П. Гайденко, Экзистенциализм и проблема культуры, М., 1963.
19 G. Sorel, Reflexions sur la violence, Paris, 1906.
20 R. Niebuhr, Faith and History, New York, 1948; R. Barthes, Mythologies, Paris, 1957; H. Hat field, The Myth of Nazism, - "Myth and Mythmaking" (далее - MM), ed. by Henry A. Murray, New York, 1960, стр. 199 - 220; J. T. Marcus, The World Impact of the West. The Mystique and the Sense of Participation in History, - там же, стр. 221 - 239; M. Eliade, Aspects de mythe, Paris, 1963; A. Sauvy, La mythologie de notre temps, Paris, 1965.
21 W. W. Douglas, The Meanings of "Myth" in Modem Criticism, - "Modem Philology", 1953, I, стр. 232 - 242.
22 Ф. Боас, Ум первобытного человека, М. - Л., 1926; F. Boas, General Anthropology, Washington, 1938 (глава "Mythology and Folklore"); его же. Psychological Problems in Anthropology, - "American Journal of Psychology", 1910, vol. XXI, стр. 371 - 384; его же. Comparative Study of Tsimshian Mythology, - "31 Annual Report of the Bureau of American Ethnology of the Smithsonian Institution 1909 - 1910", Washington, 1916.
23 J. Frazer, Golden Bough, vol. I - XII, 3 ed., London, 1907 - 1915; сокращенный русский перевод: Дж. Фрезер, Золотая ветвь, тт. 1 - 4, M., 1928.
24 M. Hocart, Kingship, Oxford, 1927.
25 A. van Gennep, Mythes et legendes d'Australie, Paris, 1906; его же. Les mythes de passage, Paris, 1909.
26 J. E. Harrison, Prolegomena to the Study of Greek Religion, Cambridge, 1903; ее же, Themis, Cambridge, 1912; ее же. Ancient Art and Ritual, Cambridge, 1913; A. B. Cook, Zeus, Cambridge, 1914 - 1940; "Anthropology and the Classics", ed. by R. B. Marett, Oxford, 1907; G. Murray, The Rise of the Greek Epic, Oxford, 1907; его же, Euripides and bis Age, Oxford, 1913; F. M. Corn ford. From Religion to Philosophy, London, 1913; его же. The Origin of Attic Comedy, London, 1914.
27 С. H. Hook, Myth and Ritual, Oxford, 1933; "The Labyrinth", ed. by С. H. Hook, London, 1935; T. H. Gaster, Thespis. Ritual Myth and Drama in the Ancient Near East, New York, 1950 (ср.: M. Hocart, Kingship).
28 E. 0. James, Myth and Ritual in the Ancient Near East. An Ar-cheological and Documentary Study, London, 1958.
29 F. R. S. Raglan, The Hero. A Study in Tradition, Myth and Drama, London, 1936; его же. The Origins of Religions, London, 1949; его же. Myth and Ritual, - JAF, 1955, vol. 68, стр. 454 - 461.
30 J. d e Vries, Das Marchen, besonders in seinem Verhaltnis zu Heldensage und Mythos, - "Folklore Fellows Communications" (далее - FFC), Helsinki, 1954, № 50.
31 S. E. Hyman, The Ritual View of Myth and the Mythic, - JAF, 1955, vol. 68, стр. 462 - 472; его же, The Tangled Bank: Darwin, Marx, Frazer and Freud as Imaginative Writers, New York, 1962.
32 W. B a scorn. The Myth-ritual Theory, - JAF, 1957, vol. 70, стр. 103 - 114; W. I. Green way, Literature among the Primitives. Folklore Associate, Hatboro, 1964; С. Kluckhohn, Myth and Ritual: a General Theory, - "Myth and Literature" (далее - ML), Lincoln, 1966, стр. 3 - 44; J. Fon-ten rose. The Ritual Theory of Myth ("Folklore Studies", 18), Berkeley - Los Angeles, 1966; G. S, Ki rk. Myth, its Meaning and Functions in Ancient and Other Cultures, Berkeley - Los Angeles, 1970; С. Le vi - S t r auss, L'homme nu ("Mythologiques", IV), Paris, 1971.
33 M. Wilson, Rituals of Kingship among the Nyakyusa, London, 1957; ее же. Divine Kings and the Breath of Man, Cambridge, 1959; ее же. Communal Rituals of the Nyakyusa, London, 1959. Ср. также M. G. McKenny, The Social Structure of the Nyakyusa, - "Africa", 1973, vol. 43, № 2.
34 W. E. H. Stanner, On Aboriginal Religion ("Oceania Monographs", 11), Sidney, 1966.
35 См.: H. M. Kummel, Ersatzritual fur den hethitischen Konig ("Studien zu Bogazkoy-Texten", Heft 3), Wiesbaden, 1967; ср. также более раннюю обзорную статью: К.-Н. Bernhardt, Kutt und Konig im Altertum der Vorderen Orients, - "Altertum", 1959, Bd 5, Heft 2, стр. 72.
36 B. Malinowski, Myth in Primitive Psychology, London, 1926.
37 K. Th. Preufi, Das Religiose Gehalt der Mythen, Tubingen, 1933; его же. Die Geistige Kultur der Naturvolker, Leipzig - Berlin, 1914.
38 E. Durkheim, Les formes elementaires de la vie religieuse, Paris, 1912.
39 L. Levy-Bruh l, La surnaturel et la nature dans la mentalite primitive, Paris, 1931; его же. La mentalite primitive, Paris, 1935; его же. Les fonctions mentales dans les societes inferieures, 9 ed., Paris, 1951; его же, Garnets, Paris, 1949. В русском переводе: Л. Леви-Брюль, Первобытное мышление, М., 1930; его же, Сверхъестественное в первобытном мышлении, М., 1937.
40 Л. Леви-Брюль, Первобытное мышление, М., 1930, стр. 6. Далее ссылки в тексте даны по этому изданию.
41 E. Cassirer, Philosophie des symbolischen Formen, Zweiter Teil, Berlin, 1925.
42 E. Cassirer, Essay on Man, New Haven, 1944; его же. Myth onthe State, New Haven, 1946.
43 W. M. Urban, Language and Reality, London, 1939.
44 S. Langer, On Cassirer's Theory of Language and Myth, - "Philosophy of E. Cassirer", Evanston, 1949.
45 S. K. Langer, Philosophy in a New Key, Cambridge, Mass., 1951.
46 P. Radin, The Primitive Man as Philosopher, New York - London, 1927.
47 E. W. Count, Myth as World View. A Biosocial Synthesis, - "Culture in History. Essays in Honor of P. Radin", ed. by S. Diamond, New York, 1960, стр. 580 - 627. Ср.: К. Прибрам, Языки мозга, М., 1975, гл. XVIII XIX.
48 W. Wundt, Volkerpsychologie, Bd 4 - 6. Mythus und Religion, 3 Aufl., Leipzig, 1920 - 1923; B. Вундт, Миф и религия, СПб., 1913 (ср.: H. H. Ланге, Теория В. Вундта о начале мифа, Одесса, 1912).
49 L. Leistner, Das Ratsei der Sphinx, Bd l - 2, Berlin. 1889; F. von der Leyen, Das Marchen, 3 Aufl., Leipzig, 1925.
50 3. Фрейд, Тотем и табу, М., 1923.
51 О. Rank, Psychoanalitische Beitrage zur Mythenforschung, Leipzig-Wien, 1919; его же. Der Mythus von der Geburt des Helden, Leipzig-Wien, 1912.
52 G. Rohaim. Myth and Folktale, - ML, стр. 25 - 32.
53 С. С. Аверинцев, Аналитическая психология К Г. Юнга и закономерности творческой фантазии, - ВЛ, 1970, № 3, стр. 113-143; расширенный вариант в кн.: "О современной буржуазной эстетике", вып. 3, M., 1972, стр. 110 - 155.
54 См. в особенности: С. G. Jung, Von den Wurzeln des Bewusstseins, Zurich, 1954; С. G. Jung, K. Kerenyi, Einfuhrung in das Wesen der Mythologie, 4 Aufl., Zurich, 1951. Работы К. Г. Юнга по теории архетипов и мифологии собраны в девятом томе английского издания его сочинений: "The Collected Works of С. G. Jung", vol. 9, pt l, London, 1959.
55 "The Collected Works of C. G. Jung", vol. 9, pt 1, стр. 43.
56 С. G. Jung, K. Kerenyi, Einfuhrung in das Wesen der Mythologie, стр. 111.
57 "The Collected Works of C. G. Jung", vol. 9, pt l, стр. 6 - 7.
58 С. G. Jung, K. Kerenyi, Einfuhrung in das Wesen der Mythologie, стр. 119.
59 "The Collected Works of C. G. Jung", vol. 9, pt l, стр. 38.
60 С. G. Jung, On the Psychology of the Trickster Figure, - P. Radin, The Trickster. A Study in American Indian Mythology, with Commentary by Karl Kerenyi and C. G. Jung, London, 1956, стр. 195 - 211.
61 "The Collected Works of C. G. Jung", vol. 9, pt 1, стр. 111 - 147.
62 Ch. Baudouin, Le triomphe du heros. Paris, 1952.
63 С. G. Jung, Die psychologische Aspekte des Mutterarchetypus, "Eranos-Jahrbuch", 1938; перепечатано в "Collected Works of C. G. Jung", vol.9, pt l, стр. 75 - 110.
64 J. Campbell, The Hero with a Thousand Faces, Princeton, 1968 (первое издание - 1948); его же. The Masks of God, vol. I - IV, New York, 1959 - 1970; его же, Bios and Mythos, - "Psychoanalisis and Culture", New York, 1951, стр. 324 - 343.
65 M. Eliade, Le mythe de l'etemel retour, Paris, 1949; его же. Le chamanisme et les techniques archaiques de l'extase, Paris, 1951; его же. Images et symboles. Essais sur le symbolisme magico-religieux, Paris, 1951; его же. Le Yoga. Immortalite et liberte, Paris, 1954; его же. Mythes, reves et misteres, Paris, 1957; его же. Naissance mistique, Paris, 1959; его же, Mephistopheles et l'Androgyne, Paris, 1962; его же, Aspects du mythe, Paris, 1963; его же. Le sacre et le profane, Paris, 1965. См. сборник статей в честь М. Элиаде с материалами о нем и с развитием его проблематики: "Myths and Symbols. Studies in Honor of Mircea Eliade", ed. by I. М. Kitagawa and Ch. H. Long, Chicago - London, 1969.
Пресловутая цикличность также не является универсальной характеристикой первобытной мифологии, и ее особая популярность в модернистском романе отчасти даже навеяна ритуалистической этнографией Фрейзера и его учеников, так же как психологизация мифологии нашла дополнительную поддержку в психоанализе. Кроме того, для современной поэтики мифологизирования характерно суммирование и отождествление совершенно различных мифологических систем с целью акцентировки их метамифологического вечного смысла. Такие явления синтеза известны и в прошлом (эллинизм, гностические и другие учения начала эры), но в принципе они чужды древней мифологии, которая, даже ассимилировав чужих богов, утверждает свою исключительность. Таковы основные расхождения в самом языке мифа в древней культуре и в XX в.
Не следует также забывать, что поэтика мифологизирования не только организует повествование, но служит средством метафорического описания ситуации в современном обществе (отчуждение, трагическая "робинзонада" личности, чувство неполноценности и бессилия частного человека перед; мистифицированными социальными силами) с помощью параллелей из традиционных мифов, которые порождены иной стадией исторического развития. Поэтому при использовании традиционных мифов самый их смысл резко меняется, часто на прямо противоположный. Это, в частности, подчеркивает сравнение Кафки, непосредственно мифологизировавшего современную житейскую прозу, с Джойсом, экспериментировавшим с традиционными мифологемами.
Символика кафкианских образов оказывается часто прямо противоположной смыслу древних мифов, главная функция которых как раз заключалась во включении индивида в социальный и природный круговорот и в поддержке социальной и природной "гармонии", тогда как мифология Кафки есть мифология непреодолимой полосы отчуждения между индивидом и внеличными социальными и природными силами.
Вместе с тем в художественной и мифологической фантазии и в человеческой фантазии вообще, в той мере, в какой она не "перекрывается" чисто научным рационалистическим познанием (хотя и в современной науке существуют классификации по вторичным чувственным качествам, отдаленно напоминая этим принцип древней мифологии), в той мере, в какой она не полностью сводится к своему конкретно-историческому выражению, имеется определенная общность. И в стремлении обнаружить эту общность заключен определенный позитивный смысл.
SUMMARY
This book compares the classical forms of myth (origin and ancient myths) and their scientific and artistic interpretations in the 20th century within the framework of modernistic renaissance of myth. Myth as a form of thinking and a product of unconscious poetic imagination is. viewed predominantly in terms of the prehistory of literature. Hence the title of the book. Such correlations as myth and religion, myth and political ideology are only touched upon in passing when dealing with some theories. In accordance with the concept the book is divided into three parts: 1. Modem theories of myth, ritualistic and mythological approach to literature. 2. Classical forms of myth and their projection in narrative folklore. 3. "Mythologism" in 20th century literature.
The first part contains introductory chapters dealing with the mythological theories of the 18th and 19th centuries and "remythologizing" in philosophy and culture studies at the end of the 19th and the beginning of the 20th century, as well as the analysis of ritualism and functionalism, the French sociological school, symbolic theories of myth, analytical psychology, structuralism, "myth-ritual" literary criticism, the controversy of "poetics of myth" in Russian and Soviet science, followed by certain conclusions concerning modem theories of myth. The classical 19th century ethnography regarded myths as a naive attempt to describe the environment, essentually of a pre- or even anti-scientific nature, to satisfy the curiosity of a savage oppressed by the formidable elements and possessing but a meagre experience. New approaches to myth, often one-sided, but sometimes more profound, were outlined at the beginning of the century by Boas, Frazer and Durkheim and finally evolved into the ritualistic functionalism of Mali-novsky, the Levy-Bruhl's theory of prelogical primitive "collective representations)), Cassirer's logical symbolism, even psychological "symbolism" of Jung and much later the structural analysis of Levi-Strauss. The positive contribution of the new ethnology is manifold. First, myths of primitive peoples are interwoven with magic and ritual, they function to maintain the natural and social order and social control; secondly, mythological thinking is peculiar in its logic and psychology; thirdly, myths are the most ancient form of thinking, a unique symbolic language, man's instrument of shaping, classifying and interpreting the surrounding world, society and himself; and, forthly, peculiar features of mythological thinking can be found in other products of man's imagination of ancient times and other historical periods. Myth as a total and dominant method of thinking is thus characteristic \of archaic cultures, but may be present as a certain factor in various other cultures and especially in literature and art, which owe much to myth and share many specific features (raetaphorism, etc.). These new and positive ideas are, however, practically inseparable from a number of extreme and contradictory exaggerations. They tend to deny the cognitive aspect and disregard the historical context or, on the contrary, to overintellectualize myths and underestimate their pragmatic sociological function.
The discoveries of Frazer and Ithe Cambridge group (objectively supported by Malinovsky's achievements) were extensively made use of by culture historians and the ritualistic mythological literary criticism, but lacked the proof of the ritual priority over myth (myth-ritual unity is semantic and not genetic, cf. works of Stanner, Levi-Strauss, Turner and others). They also misplaced the accents in the correlation of mythical temporal paradigms of "primeval times" and "cyclic renaissance)). The ritualism facilitated the discovery of the cyclic model of the mythological idea of time (this cyclic notion was essentially adopted by the modernistic novel). But there is another more archaic and fundamental model of the dichotomy of sacred primeval times of creation and the empirical time. The world in the myth is totally determined by these primeval times paradigms and inspired by them. Hence the reactualization of "primeval times)) and their life-giving forces in magic rituals. The true emotional charge of rituals is in this reactualizaton, but not in the f'^ct of repetition or their cyclic nature. Some contemporary ethnologists, though only indirectly connected with ritualism, like M. Eliade, for example,, rearranged the accents and myth acquired an absolute ecstatic sentiment of eternal reiteration and purposeful opposition to the historic time. Though Eliade himself has done much to investigate the mythologema of "beginning)), influenced by some Nietzsche ideas. This feeling of eternal going round has proved consonant to the modernistic literature. Meanwhile, the absence of historical time in the myth (in contrast to a modernistic novel) is only a by-product of a certain manner of thinking, but not the purpose of mythology and certainly not the expression of the subjective fear of history.
Levy-Bruhl, who discovered the unique logic of mythology and postulated the prelogical nature of collective ideas, was very subtle in demonstrating the functioning of mythological thinking, never leaving the concrete context and making use of signs. But he was not able to see through the prism of "mystical participation)) the intellectual meaning of peculiar thinking in the mythology and its practical cognitive results. He took the diffuseness of mythological thinking for a unique "unlogicab) logic sealed off completely for any personal or social experience, for logical operations as such. The focus upon emotional impulses and magical ideas has opened up the way for purely psychological interpretations of "deintellectualized)) myths and the chance was not missed by Jung.
Levy-Bruhl, it seemed, found scientific arguments for a false dilemma proposed by the "philosophy of life)) (Nietzsche, Bergson and others): myth or logic, magic or thinking (Frazer was still in favour of considering magic a sample of primitive science). The dilemma makes it hard to accept Jung's-ideas which were a strong impetus for "mythologiizing)) in literature and literary criticism. He discovered homogeneity or even common factors in various types of human imagination but his reductive attempt to find a certain collective unconscious is highly provocative but lacks proof. Jung, Ke-renyi, Baudouin, Campbell and others underestimate in particular the fact that primitive mythology was not focussed on critical moments of persona psychology, but was aimed at involving a person in the social medium. Here lies the meaning of rites of passage (rites de passage). The fundamental myths, therefore, are creation myths (collective cosmic myths) and not heroic myths proper. Initiations and other rites of passage are therefore paradoxically transferred into fairy-tales, dealing actually with the personal fate of the hero. This was magnificently demonstrated even before Campbell by Saintive and Propp. The combination of Jung's ideas and ritualistic concepts served as a scientific background for ethnologization of literature and literary criticism. Both rituals and archetypes filled the vacuum formed by "deintel-lectualization" of myth. Serious consideration should be given to those myth theories which 'attempted to overcome the bias enforced by the "philosophy of life" and onesided discoveries ofLevy-Bruhl and Jung.
The symbolic theory of Cassirer typifies the weaknesses of the neokantian Mahrburg school (especially the transcendental concept of communication isolating myth from social communications). This, however, did not prevent him from deepening the concept of intellectual peculiarity of myth, described as an autonomous (which remained unproved) symbolic cultural form characterized by unique methods of objectification of the sensual, shaping the environment, functioning as a system. Cassirer's ideas of structure are still old-fashioned, in the spirit of Qestaltpsychologie. It was only the creator of structural anthropology, Levi-Strauss, who was able to describe the logical mechanisms of mythological thinking (resulting in sign systems), so as to demonstrate its specific logical nature (metaphoric ability, mediations, bn-colage logic on the sensual level, etc.) and at the same time, contrary to Levy-Bruhl, its potential for generalization, classification and analyses without which the neolithic technical revolution would have been impossible. Levi-Strauss combined the cognitive aspect of myth, which was all the. 19th century ethnologists saw in it, and its specific method of thinking. Contrary to many, even to some structuralists (Barthes), Levi-Strauss views myth as a product of archaic thinking, correlated with the total semiotic nature of archaic societies. Levi-Strauss's ideas of -implicit (in ritual) and explicit mythology avoid the extremes of the ritual approach. It is true that the structural approach gives rise to its own difficulties (hence the distinctions between "semiotic" and "structural" aspects finding its expression in the dilemma: is myth equivalent to language or music?).
The "myth-ritual" literary criticism synthesizes ritualism (the Cambridge group, etc.) and Jungian philosophy with an element of the so-called "new criticism". The application of "myth-ritual" methods to the study of the Greek theatre and Shakespeare or such authors as Dante, Milton or Blake was undoubtedly successful, which is hardly true in the case of study of epos and knighty novels. The quest for implicit mythology in the realistic literature in the 18th and 19th centuries is yet inconvincing in view of possible counci-dence of forms stemming from tradition and those inspired by contemporary life. Thus, although the withdrawal from the traditional plot in "Robinson Crusoe" results in a complete dissociation with classical myth, the apotheosis of creation originates an "anti-myth". But the view of the history of civili-, zation as the product of everyman's efforts (and not a collective effort) reminds one of the mythological person alism and the narration itself imitates involuntarily the structure of myths about culture heroes.
The similarities between "initiation" and the Bildungsroman present another example. A third example:
Gogol's opposition of South and North (Italy and France; fairy-tale patriarchal Malorossia and chilly bureaucratic Petersburg); here the idea of the traditional, mythologically demonized North coincides with the metaphore chill of Petersburg, baneful for a little man, played up in every way in "the Overcoat". The problem of implicit mythology may be justified if mythological reductionism is abandoned and the historical evolution of forms is 'properly taken account of. "Anatomy of Criticism" by Frye is a vital development in the framework of the "new criticism". Frye is right in setting apart an appreciable "collective" stratum in individual creations. This traditional collective stratum is manifested in poetic language and plot, as well as in genre (genre persists long after traditional plots and topics come to an end). Frye appreciated the value of the ritualistic mythological complex in the genesis of verbal art and particularly the role of mythology as a symbolic system and a stock of symbols for literature. He demonstrated some common features of poetic imagery, peculiarities of "metaphorical" imagination oriented in some way or other to the surrounding world of nature. However, mythological reductionism brings Frye to treat literary historic forms as "masks". His genre-myth correlations are unjustifiably strict, even to the point where the evolution of literature becomes the circular movement from myth (origin myth) to myth (modernistic myth). The influence of Frazer's cyclical notion is felt here, as well as an infatuation with the myths about dying and resurrecting gods and Jung's concentration on heroic myths. This often leads him to underestimate the role of creation myths. In reality myths may develop into "art" in different ways, depending on the genre. Frye's opposition between metaphorical identity and analogous structures has many productive ramifications. Several Soviet theorists of the twenties and thirties brought new insights to the problem. They anticipated much of the "myth-ritual" approach and structural-semantic analyses, sticking at the same time to strictly historical (evolutional, diachronic) context, fo-cussing upon the world view (even in ritual analyses), stressing in every way the position of folklore as an intermediate link between myth and literature. The process of myth transformation into various themes and genres in its historical dynamics is best grasped in Freidenberg's works. Of outstanding importance is Bakhtin's discovery of "folk laughter culture" as a specific second (folklore) stream of verbal art permeated by mythological symbolism. The role of rituals and mythological symbols in formation of the language of literature and genres of oral art was appreciated already by older generation Russian scientists - Potebnya and Veselovsky. Soviet scholars - Losev, Lifshitz, Lotman, Ivanov and Toporov, Averintsev, Smimov approve of the problem of mythology in modem literature to be investigated up to uncovering unconscious mythological reminiscences.
The second part contains the general characteristic of archaic and ancient myths focussing upon points of controversy mentioned in the first part (mythology of time, myth and ritual, mythology of personality and social medium, etc.). Some preliminary arguments are followed by the analysis of general characteristics of primeval thought and myth functions, "mythical time> and its "paradigms", and the survey of the typical for archaic mythology culture heroes protoancestors - demiurges and correlated heroes of archaic creation myths.
A special chapter deals with the ethnology of social medium and incest myths connected with it. Further on the material of archaic tribal myths is gradually substituted for developed mythological systems of early civilizations. Examination of chaos - cosmos correlation (transformation of chaos into cosmos constitutes the content of any mythology) and variants of mythological cosmogenesis is succeeded by the analysis of fundamental universal models, then calendar myths, cosmic cycles and eschatological myths, as well as heroic myths and interrelated rites of passage. Special significance is attached to the analysis of semantics of the mythological plot and mythological system on the basis of structural-semiotic methods. There is, in particular, a comparative-typological analysis of various developed mythological systems of ancient civilizations (Egypt, Babylon, Greece, India, China, etc.). The concluding chapter of the second part deals with myth interrelations with tale and epos and the onset of demythicizing process in folklore. The archaic fairy-tale is structurally equivalent to myth, but the classical European fairy-tale with its complex hierarchic three-stage structure treats myth as a sort of more liberal metastructure. The process of demythicizing in a fairy-tale comprises dissociation from ritual, substitute of mythical time for an indefinite one, abandonment of the mythical hero and transferring the accent from the cosmic fate to an individual one, withdrawal from ethnographically strict beliefs and transition to the conventional poetic imagery, admittance of fiction, etc. The archaic epos (before state consolidation) makes use of the mythic language and synthesizes heroic fairy-tales with the myths about culture heroes protoancestors. Epos in ancient agrarian societies employs ritual models tied with calendar mythology.
The third part is concerned with mythology in the 20th century literature, novels almost exclusively. The novel was previously as far from mythological motifs as it could be, but became the field of modernist renaissance of myth now. Mythology united with in-depth micropsychology and symbolic leitmotifs, which can be traced bade to Wagner musical drama, became an instrument of material organization in the modem novel, on its way of classical forms transformation and detachment from the traditional 19th oen-tury realism. The social-historical approach determined the structure of the 19th century novel to a large degree. Attempts to go beyond its rigid framework or above its level could not but shatter this structure. Unavoidably the empirical life material, social material as it is, became more spontaneous and unorganized, which was compensated by the action becoming internal (inside monologues, stream of consciousness, subconscious complexes) and symbolic, even mythologically so. Myth being totally symbolic, turned out to be a-convenient language for description of eternal models (archetypes) of personal and social behaviour, certain existential laws'of social and natural cosmos indistinctly apparent against the background of empiric context and historical changes; myth developed info an instrument of the structural analysis of the narrative, rid of social-historic and space-time aspects, fo-cussing up.on revealing the metaphorically eternal generalized contents. The mythological approach conditioned by an in-depth" psychological analysis is not levelled at social types or individual characters but at some everyman emancipated of social context. Here the catalyst was psychoanalysis especially its Jung variant, which is nothing but a paradox since the true origin myths are still aimed at unconditional subordination of personal emotions to the social cosmos. The gap between the unhealthy psychology of a lonely or oppressed individual of the 20th century and the pre-reflective, extremely social psychology of archaic communities could be only bridged at the expense of modernization of the origin myth; the awesome span separating a modern man from authentic original creators of myths is mollified by irony and selfirony. A deeper understanding of myth in the 20th century novel (as compared even to the 19th century romantic novel) is blended even more than in ethnology (but backed by modern theories of myth and analytical psychology and ritualism in particular) with modernization tendencies characteristic of the 20th century social situation.
The literary mythology of the 20th century is indebted to modern theories of myth and in the first place to those of Frazer and Jung. The "sacred marriage" and "scapegoat" models were borrowed by Lawrence mainly from "The Golden Bough". In T. Mann's "Magic Mountain)) the amorous attachments of Hans Kastorp and later of Pepercorn with madame Chochat, the suicide of Pepercorn, numerous hints at initiation rituals and many other items correspond to Frazer's ritualemes of agrarian festivities with the "sacred marriage", ritual death of the kingpriest, etc. Of the same stock are frequent allusions to the myths of dying and resurrecting gods in T. Mann's "Joseph and his Brothers". T. Mann's and Joyce's symbols of eternal resurrection and rejuvenation. In "Finnegan's Wake" Joyce also makes use of the Buddhist and anthroposophic variants of metempsychosis and reincarnation and of Vice's and Quinet's cyclic ideas. The organizing principle in "Finnegan's Wake" and "Joseph and his Brothers" is, along with the cyclic factor, the view of myth as a collective unconscious in an individual's mind which is close to Jung theories.
Not all 20th century literary neomythologicai theories went as far as creating its own poetics of mythologizing. The necromantic apology of myth on the contents level (Nietzschean in Lawrence's works and national revolutionary in many of the "third world" writers' books) should be differentiated from the proper mythologizing poetics employed for genre formation (Joyce, T. Mann, Marquez, Updike and many others) and this latter one from spontaneous mythicizing, that is constructing a symbolic universal model by myth-like fiction using no traditional mythological images (Kafka). It is the comparison of Kafka and Joyce that gives one a clear idea of the contemporary basis of modernistic mythologizing poetics.
The poetics of mythologizing features some permanent traits - such as the well-known contraposition of history and universal psychology (based on analytical psychology), mythological syncretism and pluralism, elements of irony and travesty, the use of cyclic ritualistic mythological reiteration (supported by ritualism) to express universal archetypes, "fluidity" of dramatis personae and easily changeable social roles and masks, elements of absurd aesthetics (the Levy-Bruhl idea of the prelogic contributes to that), etc. Comparison of dramatis personae in "Ulysses" and "0dyssey", transformation of the Irvicker family into Celtic legend heroes, identification'of several generatipns of Biblical heroes in "Joseph", all this lays emphasis on universal reiteration of archetypes and the feeling of insoluble nature of some basic collisions characteristic of a 20th century western man. Contrary to inevitable travesty, everything merges on the mythological level (eg. promiscuous singer Molly and devoted Penelope merge in a single image of the fertility and love goddess; compare: madame Chochat and Venus; fidgety running of wretched Bloom and the wanders of Odyssey the epic hero, etc.). This is stressed by piling up parallels from different mythologies, often resulting in comparison to incompatible personages (Bloom, for example, is not only Odyssey, but at the same time Adam, Moses, Wandering Jew and even Christ) which once more emphasizes the vagueness of boundaries between themes and dramatis personae, the single unaltering essense under various masks, for Joyce it was inanity of history.
These quite modem ideas, in no way adequate to ancient myths, of personalities being levelled off and situations eternally repeated and individual's social isolation in the 20th century community are expressed by spontaneous mythologists like Kafka in other ways as compared to Joyce. There are no mythical parallels, endless reiterations and cyclic death-resurrection myths, Kafka focusses on inability of the hero to change the situation, escape the Process or reach the Castle; Levelling is expressed through clothes and not mythological masks. Contrary to Joyce, Kafka's plot looks like anti-myth; Hunter Grakh dies but is not able to reach the Kingdom of the Dead, the hero of "The Castle" never passes initiation, the hero of "Metamorphosis" unlike totemic myth heroes is hopelessly dissociated from his kin, etc. Alienation phantasies are translated by Kafka as an absurd disruption of communications (information, understanding) between the object and the subject on a metaphysical level (which psychologically takes the form of hero's guilt and socially of his underserved persecutions). But, as it has already been said, the comparison of Joyce and Kafka helps to reveal a purely modernistic aspect in the mythologizing poetics which comes into conflict with the true meaning; of traditional myths.
Mythologizing appears to be internally 'tied with the aesthetics of modernism. However, the poetics of mythcjiogizing has become a definite artistic method (mythological "grid" for riiodem themes at first, then "myth-novels" like "Finnegan's Wake" or "Josieph and his Brothers") and may be employed differently by writers of different outlook and even different creative method. This poetics is first of all the expression of the "horror of history" for Joyce and for T. Mann, who cannot be squeezed into the framework of modernism, and never arts his ties with realism, myth serves for symbolic consolidation of the historical experience of mankind on its way of progress. In "Joseph and/his Brothers" a cyclic moment may be combined with a linear one, identification of heroes with ancestors and gods is additionally viewed from aside as an archaic naive consciousness, as mythical "moon grammar".
Modem Latin American (Marquez and others) and Afro-Asian writers (Kateb Jasin and others) employ the myth poetics supported unlike in western literature by living folklore traditions to express stability of their national models.
1 Литература по истории изучения мифологии небогата. Из относительно новых работ можно рекомендовать кроме содержательной статьи: А. Ф. Лосев, Мифология, - "Философская энциклопедия", т. 3, M., 1964, стр. 457 - 466, обзорный очерк известного голландского германиста: J. de Vries, Forschungsgeschichte der Mythologie, Munchen - Freiburg, 1961. Много материала по истории мифологии содержится в кн.: Д ж. Коккьяра, История фольклористики в Европе, с предисл. Е. М. Мелетинского, М., 1960, а по изучению мифов в России. в кн.: М. К. Азадовский, История русской фольклористики, тт. I - II, М., 1958 - 1963.
2 См.: А. Ф. Лосев, История античной эстетики, тт. I - IV, 1963 - 1975 (там же богатейшая библиография).
3 А. Ф. Лосев, История античной эстетики (Софисты. Сократ. Платон), М., 1964, стр. 561.
4 Ср.: Л. Баткин, Ренессансный миф о человеке, - "Вопросы литературы" (далее - ВЛ), 1971, № 9, стр.112 - 133.
5 Дж. Вико, Основания новой науки об общей природе наций, со вступит, ст. М. А. Лифшица, Л., 1940, стр. 87 (далее ссылки в тексте даны по этому изданию).
6 К. Маркс, Ф. Лассалю, 28 апреля 1862 г., - К. Маркс, Ф. Энгельс, Сочинения, изд. 2, т. 30, стр. 512.
7 К. Ph. Moritz, Gotterlehre oder mythologische Dichtungen der Alten, Berlin, 1791; G. F. Creuzer, Symbolik und Mythologie der alien Volker, Bd l - 3, Leipzig - Darmstadt, 1836 - 1843; J. von Gorres, Mythen-geschichte der asiatischen Welt, Bd l - 2, Heidelberg, 1810; I. A. Kanne, erste Urkunden der Geschichte oder allgemeinen Mythologie, Berlin, 1908; J. Grimm, Deutsche Mythologie, Gottingen, 1935.
8 Ф. Шлегель, История древней и новой литературы, ч. 1 - 2, СПб., 1824 - 1830.
9 F. W. von Schelling, Einleitung in die Philosophie der Mythologie, Samtliche Werke, 2 Abt., Bd l, Stuttgart - Augsburg, 1856; его же, Philosophie der Mythologie, - - там же, 2 Abt., Bd 2, Stuttgart, 1857 (ср.: Schellings Werke. Auswahl, hrsg. von 0. Weiss, Bd 3, Leipzig, 1907); Ф. В. Шеллинг, Философия искусства, М., 1966 (ссылки в тексте даны по этому изданию).
10 R. Weimann, Literaturwissenschaft und Mythologie. Vorfragen einer methodologischen Kritik, - "Sinn und Form", Berlin, 1967, 2-te Heft (имеется русский перевод этой статьи в кн.: Р. Веиман, История литературы и мифология, М., 1975, стр. 260 - 302).
11 M. Мюллер, Сравнительная мифология, - "Летописи русской литературы и древности", т. V, М., 1963; его же. Наука о языке, вып. 1 - 2, Воронеж, 1868 - 1870; A. Kuhn, Herabkunft des Feuers und Gottertrank, Berlin, 1859; его же, Entwicklungsstufen der Mythenbildung, Berlin, 1873; A. De Gubematis, Zoological Mythology, London, 1872; L. W. Schwartz, Der Ursprung der Mythologie, Berlin, I860; W. Mannhardt, Wald- und Feldkulte, Bd l - 2, Berlin, 1875 - 1877; Ф. И. Буслаев, Исторические очерки русской народной словесности и искусства, тт. 1 - 2, СПб., 1861; А. Н. Афанасьев, Поэтические воззрения славян на природу, тт. 1 - 3, М., 1865 - 1869.
12 Э. Тэйлор, Первобытная культура, М., 1939; Э. Лэнг, Мифология, М., 1901; A. Lang, Myth, Ritual and Religion, vol. 1 - 2, London, 1887. О борьбе Лэнга и "антропологов" со школой М. Мюллера см.: R. M. Dогson. The Eclipse of Solar Mythology, - "Journal of American Folklore" (далее - JAF), 1955, № 68,стр. 393 - 416.
13 H. Spencer, Principles of Psychology, London, 1855.
14 Ф. Ницше, Рождение трагедии из духа музыки, - Полное собрание сочинений Ф. Ницше, т. 2, М.,1912.
15 L. Klages, Von Kosmogonischen Eros, 5 Aufl., Stuttgart, 1951.
16 H. Bergson, Les deux sources de la morale et de la religion, Paris, 1932.
17 A. Camus, Le mythe de Sisyphe. Essai sur l'absurde, Paris, 1942.
18 О Хайдеггере см.: П. П. Гайденко, Экзистенциализм и проблема культуры, М., 1963.
19 G. Sorel, Reflexions sur la violence, Paris, 1906.
20 R. Niebuhr, Faith and History, New York, 1948; R. Barthes, Mythologies, Paris, 1957; H. Hat field, The Myth of Nazism, - "Myth and Mythmaking" (далее - MM), ed. by Henry A. Murray, New York, 1960, стр. 199 - 220; J. T. Marcus, The World Impact of the West. The Mystique and the Sense of Participation in History, - там же, стр. 221 - 239; M. Eliade, Aspects de mythe, Paris, 1963; A. Sauvy, La mythologie de notre temps, Paris, 1965.
21 W. W. Douglas, The Meanings of "Myth" in Modem Criticism, - "Modem Philology", 1953, I, стр. 232 - 242.
22 Ф. Боас, Ум первобытного человека, М. - Л., 1926; F. Boas, General Anthropology, Washington, 1938 (глава "Mythology and Folklore"); его же. Psychological Problems in Anthropology, - "American Journal of Psychology", 1910, vol. XXI, стр. 371 - 384; его же. Comparative Study of Tsimshian Mythology, - "31 Annual Report of the Bureau of American Ethnology of the Smithsonian Institution 1909 - 1910", Washington, 1916.
23 J. Frazer, Golden Bough, vol. I - XII, 3 ed., London, 1907 - 1915; сокращенный русский перевод: Дж. Фрезер, Золотая ветвь, тт. 1 - 4, M., 1928.
24 M. Hocart, Kingship, Oxford, 1927.
25 A. van Gennep, Mythes et legendes d'Australie, Paris, 1906; его же. Les mythes de passage, Paris, 1909.
26 J. E. Harrison, Prolegomena to the Study of Greek Religion, Cambridge, 1903; ее же, Themis, Cambridge, 1912; ее же. Ancient Art and Ritual, Cambridge, 1913; A. B. Cook, Zeus, Cambridge, 1914 - 1940; "Anthropology and the Classics", ed. by R. B. Marett, Oxford, 1907; G. Murray, The Rise of the Greek Epic, Oxford, 1907; его же, Euripides and bis Age, Oxford, 1913; F. M. Corn ford. From Religion to Philosophy, London, 1913; его же. The Origin of Attic Comedy, London, 1914.
27 С. H. Hook, Myth and Ritual, Oxford, 1933; "The Labyrinth", ed. by С. H. Hook, London, 1935; T. H. Gaster, Thespis. Ritual Myth and Drama in the Ancient Near East, New York, 1950 (ср.: M. Hocart, Kingship).
28 E. 0. James, Myth and Ritual in the Ancient Near East. An Ar-cheological and Documentary Study, London, 1958.
29 F. R. S. Raglan, The Hero. A Study in Tradition, Myth and Drama, London, 1936; его же. The Origins of Religions, London, 1949; его же. Myth and Ritual, - JAF, 1955, vol. 68, стр. 454 - 461.
30 J. d e Vries, Das Marchen, besonders in seinem Verhaltnis zu Heldensage und Mythos, - "Folklore Fellows Communications" (далее - FFC), Helsinki, 1954, № 50.
31 S. E. Hyman, The Ritual View of Myth and the Mythic, - JAF, 1955, vol. 68, стр. 462 - 472; его же, The Tangled Bank: Darwin, Marx, Frazer and Freud as Imaginative Writers, New York, 1962.
32 W. B a scorn. The Myth-ritual Theory, - JAF, 1957, vol. 70, стр. 103 - 114; W. I. Green way, Literature among the Primitives. Folklore Associate, Hatboro, 1964; С. Kluckhohn, Myth and Ritual: a General Theory, - "Myth and Literature" (далее - ML), Lincoln, 1966, стр. 3 - 44; J. Fon-ten rose. The Ritual Theory of Myth ("Folklore Studies", 18), Berkeley - Los Angeles, 1966; G. S, Ki rk. Myth, its Meaning and Functions in Ancient and Other Cultures, Berkeley - Los Angeles, 1970; С. Le vi - S t r auss, L'homme nu ("Mythologiques", IV), Paris, 1971.
33 M. Wilson, Rituals of Kingship among the Nyakyusa, London, 1957; ее же. Divine Kings and the Breath of Man, Cambridge, 1959; ее же. Communal Rituals of the Nyakyusa, London, 1959. Ср. также M. G. McKenny, The Social Structure of the Nyakyusa, - "Africa", 1973, vol. 43, № 2.
34 W. E. H. Stanner, On Aboriginal Religion ("Oceania Monographs", 11), Sidney, 1966.
35 См.: H. M. Kummel, Ersatzritual fur den hethitischen Konig ("Studien zu Bogazkoy-Texten", Heft 3), Wiesbaden, 1967; ср. также более раннюю обзорную статью: К.-Н. Bernhardt, Kutt und Konig im Altertum der Vorderen Orients, - "Altertum", 1959, Bd 5, Heft 2, стр. 72.
36 B. Malinowski, Myth in Primitive Psychology, London, 1926.
37 K. Th. Preufi, Das Religiose Gehalt der Mythen, Tubingen, 1933; его же. Die Geistige Kultur der Naturvolker, Leipzig - Berlin, 1914.
38 E. Durkheim, Les formes elementaires de la vie religieuse, Paris, 1912.
39 L. Levy-Bruh l, La surnaturel et la nature dans la mentalite primitive, Paris, 1931; его же. La mentalite primitive, Paris, 1935; его же. Les fonctions mentales dans les societes inferieures, 9 ed., Paris, 1951; его же, Garnets, Paris, 1949. В русском переводе: Л. Леви-Брюль, Первобытное мышление, М., 1930; его же, Сверхъестественное в первобытном мышлении, М., 1937.
40 Л. Леви-Брюль, Первобытное мышление, М., 1930, стр. 6. Далее ссылки в тексте даны по этому изданию.
41 E. Cassirer, Philosophie des symbolischen Formen, Zweiter Teil, Berlin, 1925.
42 E. Cassirer, Essay on Man, New Haven, 1944; его же. Myth onthe State, New Haven, 1946.
43 W. M. Urban, Language and Reality, London, 1939.
44 S. Langer, On Cassirer's Theory of Language and Myth, - "Philosophy of E. Cassirer", Evanston, 1949.
45 S. K. Langer, Philosophy in a New Key, Cambridge, Mass., 1951.
46 P. Radin, The Primitive Man as Philosopher, New York - London, 1927.
47 E. W. Count, Myth as World View. A Biosocial Synthesis, - "Culture in History. Essays in Honor of P. Radin", ed. by S. Diamond, New York, 1960, стр. 580 - 627. Ср.: К. Прибрам, Языки мозга, М., 1975, гл. XVIII XIX.
48 W. Wundt, Volkerpsychologie, Bd 4 - 6. Mythus und Religion, 3 Aufl., Leipzig, 1920 - 1923; B. Вундт, Миф и религия, СПб., 1913 (ср.: H. H. Ланге, Теория В. Вундта о начале мифа, Одесса, 1912).
49 L. Leistner, Das Ratsei der Sphinx, Bd l - 2, Berlin. 1889; F. von der Leyen, Das Marchen, 3 Aufl., Leipzig, 1925.
50 3. Фрейд, Тотем и табу, М., 1923.
51 О. Rank, Psychoanalitische Beitrage zur Mythenforschung, Leipzig-Wien, 1919; его же. Der Mythus von der Geburt des Helden, Leipzig-Wien, 1912.
52 G. Rohaim. Myth and Folktale, - ML, стр. 25 - 32.
53 С. С. Аверинцев, Аналитическая психология К Г. Юнга и закономерности творческой фантазии, - ВЛ, 1970, № 3, стр. 113-143; расширенный вариант в кн.: "О современной буржуазной эстетике", вып. 3, M., 1972, стр. 110 - 155.
54 См. в особенности: С. G. Jung, Von den Wurzeln des Bewusstseins, Zurich, 1954; С. G. Jung, K. Kerenyi, Einfuhrung in das Wesen der Mythologie, 4 Aufl., Zurich, 1951. Работы К. Г. Юнга по теории архетипов и мифологии собраны в девятом томе английского издания его сочинений: "The Collected Works of С. G. Jung", vol. 9, pt l, London, 1959.
55 "The Collected Works of C. G. Jung", vol. 9, pt 1, стр. 43.
56 С. G. Jung, K. Kerenyi, Einfuhrung in das Wesen der Mythologie, стр. 111.
57 "The Collected Works of C. G. Jung", vol. 9, pt l, стр. 6 - 7.
58 С. G. Jung, K. Kerenyi, Einfuhrung in das Wesen der Mythologie, стр. 119.
59 "The Collected Works of C. G. Jung", vol. 9, pt l, стр. 38.
60 С. G. Jung, On the Psychology of the Trickster Figure, - P. Radin, The Trickster. A Study in American Indian Mythology, with Commentary by Karl Kerenyi and C. G. Jung, London, 1956, стр. 195 - 211.
61 "The Collected Works of C. G. Jung", vol. 9, pt 1, стр. 111 - 147.
62 Ch. Baudouin, Le triomphe du heros. Paris, 1952.
63 С. G. Jung, Die psychologische Aspekte des Mutterarchetypus, "Eranos-Jahrbuch", 1938; перепечатано в "Collected Works of C. G. Jung", vol.9, pt l, стр. 75 - 110.
64 J. Campbell, The Hero with a Thousand Faces, Princeton, 1968 (первое издание - 1948); его же. The Masks of God, vol. I - IV, New York, 1959 - 1970; его же, Bios and Mythos, - "Psychoanalisis and Culture", New York, 1951, стр. 324 - 343.
65 M. Eliade, Le mythe de l'etemel retour, Paris, 1949; его же. Le chamanisme et les techniques archaiques de l'extase, Paris, 1951; его же. Images et symboles. Essais sur le symbolisme magico-religieux, Paris, 1951; его же. Le Yoga. Immortalite et liberte, Paris, 1954; его же. Mythes, reves et misteres, Paris, 1957; его же. Naissance mistique, Paris, 1959; его же, Mephistopheles et l'Androgyne, Paris, 1962; его же, Aspects du mythe, Paris, 1963; его же. Le sacre et le profane, Paris, 1965. См. сборник статей в честь М. Элиаде с материалами о нем и с развитием его проблематики: "Myths and Symbols. Studies in Honor of Mircea Eliade", ed. by I. М. Kitagawa and Ch. H. Long, Chicago - London, 1969.